The Interplay of Preoperative Sarcopenia, Systemic Inflammation, and Neoadjuvant Therapy in Resectable NSCLC-Identifying the Gap: A Narrative Review of Surgical and Oncological Outcomes
Abstract
1. Introduction
1.1. Rationale and Background
1.2. Sarcopenia in the Thoracic Surgical Patient
1.3. Systemic Inflammation as a Prognostic Component
1.4. The Evolving Landscape of Neoadjuvant Therapy
1.5. The Host–Tumor–Therapy Triad: Key Determinants of Preoperative Resilience
1.6. Objectives and Narrative Review Strategy
- Systematically analyze sarcopenia as the primary available and measurable determinant of host resilience.
- Evaluate its associations with systemic inflammation and neoadjuvant therapy outcomes where data exists.
- Define the critical evidence gap preventing the implementation of a unified preoperative risk stratification model.
2. Methods
2.1. Literature Search and Study Selection
2.2. Adaptation of Review Strategy
2.3. Exclusion Criteria and Data Quality
2.4. Final Study Selection
3. Results
3.1. Theoretical Framework: The Three Preoperative Pillars of Risk
3.1.1. First Pillar: Sarcopenia
The Critical Role of Nutritional Status in Risk Stratification
Assessment of Sarcopenia
The Impact of Sarcopenia on Perioperative and Long-Term Outcomes
3.1.2. Second Pillar: Systemic Inflammation
Systemic Inflammation in NSCLC
Blood-Based Inflammatory Markers and Their Prognostic Value in Resected NSCLC
Systemic Immune–Inflammation Index (SII)
Prognostic Implications of NLR, PLR, and SII
Prognostic Value of Prognostic Nutritional Index (PNI) in Resected NSCLC
Integration of Sarcopenia and Inflammatory Status: Synergistic Risk
Integration of Inflammatory Markers with Sarcopenia and Neoadjuvant Therapy Context
3.1.3. Third Pillar: Neoadjuvant Chemotherapy and Chemoimmunotherapy
Neoadjuvant Systemic Therapy in Resectable NSCLC
Treatment-Related Catabolic and Inflammatory Stress in the Sarcopenic Host
Lack of Host-Factor Stratification in Contemporary nCIT Trials
3.2. Key Findings of Reviewed Studies
4. Discussion
4.1. Prognostic Significance of Preoperative Sarcopenia in Resectable NSCLC
4.2. Systemic Inflammation and the Sarcopenic Host Phenotype
4.3. Evidence Gap and the Need for Multivariable Three-Factor Models (Sarcopenia, Inflammation, Neoadjuvant Therapy)
4.4. Implications in the Era of Neoadjuvant Chemoimmunotherapy
4.5. Comparison with Existing Systematic Reviews and Meta-Analyses
4.6. Limitations
4.7. Future Directions and Implications for Personalized Surgical Oncology
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| ADC | Adenocarcinoma |
| AE | Adverse Event |
| ALK | Anaplastic Lymphoma Kinase |
| BMI | Body Mass Index |
| BSA | Body Surface Area |
| CAR | C-reactive Protein-to-Albumin Ratio |
| CI | Confidence Interval |
| CRP | C-Reactive Protein |
| CSA | Cross-Sectional Area |
| CT | Computed Tomography |
| DFS | Disease-Free Survival |
| EFS | Event-Free Survival |
| EGFR | Epidermal Growth Factor Receptor |
| ESM | Erector Spinae Muscle |
| FEV1% | Forced Expiratory Volume in 1 s (percentage) |
| HR | Hazard Ratio |
| HRCT | High-Resolution Computed Tomography |
| IL-6 | Interleukin 6 |
| IMAC | Intramuscular Adipose Content |
| IMAI | Intermuscular Adipose Index |
| irAEs | Immune-related Adverse Events |
| L3/T5/T8/T10/T12 | Vertebral levels used for muscle measurement (Lumbar/Thoracic) |
| MPR | Major Pathological Response |
| nCIT | Neoadjuvant chemoimmunotherapy |
| NLR | Neutrophil-to-Lymphocyte Ratio |
| NSCLC | Non-Small Cell Lung Cancer |
| OR | Odds Ratio |
| OS | Overall Survival |
| pCR | Pathological Complete Response |
| PD-1 | Programmed Death-1 |
| PD-L1 | Programmed Death-Ligand 1 |
| PEFR | Peak Expiratory Flow Rate |
| PET | Positron Emission Tomography |
| PET-CT | Positron Emission Tomography–Computed Tomography |
| PLR | Platelet-to-Lymphocyte Ratio |
| PMI | Pectoral Muscle Index |
| PMA | Psoas Muscle Area |
| PNI | Prognostic Nutritional Index |
| PPCs | Postoperative Pulmonary Complications |
| PRISMA | Preferred Reporting Items for Systematic Reviews and Meta-Analyses |
| PVMI/PVMD | Paravertebral Muscle Index/Paravertebral Muscle Density |
| R0 | Complete (microscopically margin-negative) tumor resection |
| RFS | Recurrence-Free Survival |
| RR | Relative Risk |
| SCC | Squamous Cell Carcinoma |
| SII | Systemic Immune–Inflammation Index |
| SIR | Systemic Inflammatory Response |
| SMI | Skeletal Muscle Index |
| SMRA/SMMA/SMA | Skeletal Muscle Radiation Attenuation/Mass Area (as used across studies) |
| TNF | Tumor Necrosis Factor |
| TRAEs | Treatment-Related Adverse Events |
| VATS | Video-Assisted Thoracoscopic Surgery |
Appendix A
|
Appendix B
| Study | CT Metric | Anatomical Level | Notes |
|---|---|---|---|
| Huang et al. 2025 [37] | SMI, IMAI, SAI | CT/PET-CT | Multi-parameter body composition analysis; no single vertebral level specified |
| Sun et al. 2025 [39] | PMI + PEFR | CT/PET-CT | ‘Respiratory sarcopenia’ composite construct: low PMI confirmed by low PEFR |
| Takashima et al. 2025 [30] | PVI | CT/PET-CT | Psoas volume index; elderly cohort (median age 78); neoadjuvant excluded |
| Verkoulen et al. 2025 [38] | Z-SM-index, SM, VAT, SAT | CT/PET-CT | Z-score-based skeletal muscle index; integrated with FEV1% for pulmonary function |
| Uchibori et al. 2024 [21] | SMI | L3 | Combined assessment with PNI; sarcopenia–immunonutrition interaction model |
| Chang et al. 2023 [22] | SMI | L3 | Combined with NLR and PLR; comparative analysis of muscle vs. inflammation prognosis |
| Hasenauer et al. 2023 [20] | SMI | L3 | Muscle quantity (SMI) and quality (SMRA) assessed; VATS cohort |
| Kaltenhauser et al. 2023 [26] | SMI | L3, T5, T8, T10 | Multi-level comparison; thoracic vs. lumbar SMI at four vertebral levels |
| Sato et al. 2023 [27] | SMI | L1 | L1 level; combined with PNI; early-stage disease (I–II) |
| Vedire et al. 2023 [28] | SMI | L4 | L4 level; no inflammation data reported |
| Yamada et al. 2023 [31] | PVI | CT/PET-CT | Psoas volume index; early-stage NSCLC (0–II) |
| Cinar et al. 2022 [35] | PVMI, PVMD | CT/PET-CT | Paravertebral muscle quantity (PVMI) and density (PVMD); muscle quality component |
| Kamigaichi et al. 2022 [36] | IMAC, SMI | CT/PET-CT | Intramuscular adipose content (IMAC) as a muscle quality metric; stages I–II |
| Lee et al. 2022 [23] | SMI | L3 | Neoadjuvant therapy excluded |
| Ueda et al. 2022 [34] | ESM area | T12 | Erector spinae muscle; stage I only; neoadjuvant excluded |
| Wakefield et al. 2022 [25] | SMI | L3, T5, T12 | Multi-level analysis; neoadjuvant excluded |
| Daffré et al. 2021 [24] | SMI | L3 | Neoadjuvant recorded but not in multivariable analysis |
| Takahashi et al. 2021 [29] | PMA | L3 | Psoas Muscle Area via high-resolution CT; stage I lobectomy cohort |
| Tanaka et al. 2021 [33] | Paraspinous muscle sarcopenia | T12 | Paraspinous/erector spinae construct; neoadjuvant recorded but not correlated |
| Troschel et al. 2021 [32] | Muscle CSA | T8, T10, T12 | Multi-level thoracic CSA; USA/Germany multicentre |
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| Marker | Components/Calculations Methods | Clinical Implication | Prognostic Value for Postoperative NSCLC Outcomes |
|---|---|---|---|
| CRP | Serum C-reactive protein concentration (mg/L) | Overall systemic inflammatory burden; acute-phase response | Preoperative CRP higher than 40 mg/L predicts higher postoperative morbidity and mortality after lung cancer resection. |
| NLR | Neutrophil count/lymphocyte count | Innate versus adaptive immune balance; systemic inflammation | High preoperative NLR predicts more postoperative pulmonary complications and poorer recurrence-free and overall survival in NSCLC. |
| PLR | Platelet count/lymphocyte count | Platelet-driven inflammation/thrombosis and immune system status | High PLR is associated with unfavorable recurrence-free and overall survival after NSCLC surgery. |
| SII | Platelets × neutrophils/lymphocytes | Global balance between systemic inflammation and immune response | High SII predicts a higher risk of postoperative pulmonary complications and shorter survival after lung cancer resection. |
| PNI | Serum albumin concentration and total lymphocyte count | Combined nutritional reserves and immune competence | Low preoperative PNI (<50) predicts more postoperative complications, prolonged air leak and poorer OS/RFS after NSCLC resection. |
| Feature | Neoadjuvant Chemotherapy | Neoadjuvant Chemoimmunotherapy (nCIT) |
|---|---|---|
| Common Toxicities | Classic cytotoxic: Neutropenia, anemia, nausea, fatigue, alopecia, and neuropathy. | Combined: Cytotoxic effects + Immune-related adverse events (irAEs). |
| Grade 3–4 TRAEs | Up to 33% (primarily hematological like neutropenia). | 18–22% (e.g., neutropenia, diarrhea, and fatigue). |
| Unique Risks | Cumulative marrow suppression. | irAEs: Pneumonitis, colitis, hepatitis, and endocrinopathies. |
| Surgical Impact | Standard recovery expectations. | Potential for delays due to irAEs or “immune flare.” |
| Study Details | Patient Characteristics | Main Correlation | Follow-Up (Months) | Methods of Measuring Sarcopenia | Neoadjuvant Screening (Chemo/Ncit) | Inflammation Screening | Surgery Type | Main Outcomes |
|---|---|---|---|---|---|---|---|---|
| Huang et al. 2025 [37] China/USA/NL N: 2712 | Age: (Mean) 61.5 ± 10.9, Ca Stage: I–IV, Hist: ADC 65.9% | Muscle mass on OS and DFS | NA | SMI, IMAI and SAI by CT or PET-CT | NA | NA | NA | HR 0.86 (95% CI: 0.82–0.90) per unit of increasing SMI |
| Sun et al. 2025 [39] Japan N: 806 | Age: (Median) 69 [64–76], Ca Stage: I–IIIA, Hist: NA | Respiratory Sarcopenia on OS and postoperative complications within 30 days | NA | Respiratory sarcopenia: identified by the presence of a low PEFR. Respiratory sarcopenia diagnosis is confirmed by the additional presence of a low PMI by CT or PET-CT | ΝA | CRP in multivariate analysis | Lobectomy and mediastinal lymph node dissection | Sarc on OS (HR 1.83, p = 0.01) |
| Takashima et al. 2025 [30] Japan N: 334 | Age: (Median) 78 [75–87], Ca Stage: 0–III, Hist: ADC 76%, SCC 22% | Sarcopenia on OS and postoperative 90-day complication | 41.5 (0.4–136.3) | PVI by CT or PET-CT | Excluded those receiving neoadjuvant | NLR, PNI recorded before surgery but not in multivariable analysis | Pneumonectomy/bilobectomy/lobectomy | 5-yr OS: 80.5% vs. 66.7% (Sarc), p = 0.012 |
| Verkoulen et al. 2025 [38] Netherlands N: 530 | Age: (Mean) 67 ± 9.5, Ca Stage: 0–IV, Hist: ADC 94.9%, | Muscle mass on OS | NA | FEV1%, low Z-SM-index—indicative for a low total body skeletal muscle mass. SM, VAT and SAT index by CT or PET-CT | NA | NA | NA | Higher Z-SM-index associated with higher OS-HR on OS 0.87 (95% CI: 0.77–0.99, p = 0.032) |
| Uchibori et al. 2024 [21] Japan N: 300 | Age: (Median) 70 [63–75], Ca Stage: I–IIIA, Hist: ADC 78% | Sarcopenia and immune nutritional status by PNI on OS | 64 (58–75) | SMI on L3 level, PMI by CT or PET-CT | ΝA | Immune nutritional status by PNI | Lobectomy | The composite of sarcopenia and low PNI was an independent prognostic factor on multivariable analysis (5-year OS: 52.8%, p < 0.001) |
| Chang et al. 2023 [22] Taiwan N: 298 | Age: (Median) 65 [57–73], Ca Stage: I–IIIA, Hist: NA | Sarcopenia and inflammation on OS and DFS | NA | SMI on L3 level by CT or PET-CT | ΝA | NLR, PLR | Lobectomy/wedge/segmentectomy | HR, Sarc on OS: 1.421 (p = 0.113), HR, Sarc on DFS: 1.392 (p = 0.034), HR, NLR on OS: 2.04 (p = 0.001), HR, NLR on DFS: 1.714 (p = 0.003) |
| Hasenauer et al. 2023 [20] Switzerland N: 401 | Age: (Mean) 67.1 ± 9.3, Ca Stage: I–III, Hist: ADC 72% | Sarcopenia on OS and postoperative 30-day complications | 45 (32.1–69) | SMI on L3 level by CT or PET-CT | ΝA | NA | Lobectomy/segmentectomy by VATS | HR Sarc on OS: 1.27 (p = 0.240), Sarc presented higher rates of overall postoperative complications (53.2% vs. 39.2%, p = 0.017) and pulmonary complications (48.9% vs. 33.7%, p = 0.008) |
| Kaltenhauser et al. 2023 [26] Germany N: 280 | Age: (Median) 66.1, Ca Stage: 0–IV, Hist: ADC 47%, SCC 34% | Sarcopenia on OS and Ca specific survival | 55.7 (46.8–71.3) | SMI on L3, T5, T8, T10 levels by CT or PET-CT | NA | NA | Pneumonectomy/lobectomy/segmentectomy | Worse OS in Sarc, p < 0.001 |
| Sato et al. 2023 [27] Japan N: 386 | Age: (Mean) 68.4 ± 9.1, Ca Stage: I–II, Hist: ADC 79%, Non-ADC 21% | Sarcopenia and immune nutritional status by PNI, on OS and postoperative complications | 43.1 (1.5–97.8) | SMI was assessed on L1 level by CT | NA | PNI: calculated from serum albumin level and lymphocyte count, acts as a marker for assessing nutritional and inflammatory status | Lobectomy/segmentectomy | 5-yr OS: 66% (Sarc) vs. 82.2%, p = 0.004 |
| Vedire et al. 2023 [28] USA N: 492 | Age: (Median) 68.5 [61–75], Ca Stage: I–III, Hist: NA | Sarcopenia on OS and RFS | NA | SMI on L4 level by CT or PET-CT | ΝA | NA | Lobectomy | OS (HR 1.65, p = 0.001)- RFS (HR = 1.47, p = 0.03) |
| Yamada et al. 2023 [31] Japan N: 645 | Age: Sarc 71; Non-sarc 68, Ca Stage: 0–II, Hist: ADC 83% | Sarcopenia on OS and RFS | 61 (18–102) | PVI by CT or PET-CT | NA | NA | Lobectomy/sublobar | 5-yr OS: 72.4% vs. 88.8%, p < 0.001 |
| Cinar et al. 2022 [35] Turkey N: 180 | Age: (Median) 65 [36–83], Ca Stage: I–IV, Hist: ADC 53–67% | Sarcopenia on OS | 26.3 (1–84) | PVMI and PVMD by CT or PET-CT | ΝA | NA | Lobectomy/sublobar | 5-yr OS: PVMI, HR 1.77, p = 0.014 |
| Kamigaichi et al. 2022 [36] Japan N: 98 | Age: Normal IMAC 67.4; High IMAC 72.1, Ca Stage: I–II, Hist: ADC 83.7% | Sarcopenia on OS | 59 | IMAC and SMI by CT or PET-CT | NA | NLR PNI (but not included in multivariable analysis) | Lobectomy/segmentectomy | 5-yr OS: 82.6% (Sarc) vs. 97.3%, p = 0.022 (SMI measuring) |
| 5-yr OS: 82.4% (Sarc) vs. 97.3%, p < 0.001 (IMAC) (95% CI, 90.0–99.3) in patients with normal IMAC 82.4% (95% CI, 61.3–93.2) in patients with high IMAC (p < 0.001) | ||||||||
| Lee et al. 2022 [23] Korea N: 636 | Age: (Median) 61 [54–68], Ca Stage: I–IV, Hist: ADC | Sarcopenia on OS | NA | SMI on L3 level by CT or PET-CT | Excluded those receiving neoadjuvant | NA | Pneumonectomy/lobectomy/wedge | Mean OS: 93.3 (Sarc) vs. 109.4 mo, p < 0.001 |
| Ueda et al. 2022 [34] Japan N: 534 | Age: Sarc 69.5; Non-sarc 68, Ca Stage: I, Hist: ADC 80% | Sarcopenia on OS | 61.5 | ESM on T12 level by CT or PET-CT | Excluded those receiving neoadjuvant | NA | Lobectomy/segmentectomy | 5-yr OS: 79.6% (Sarc) vs. 89.5%, p < 0.001 |
| Wakefield et al. 2022 [25] USA N: 221 | Age: (Median) 68.8, Ca Stage: I–II, Hist: ADC | Sarcopenia on OS and DFS and postoperative complications | 46.9 | SMI: L3, T5, T12 levels by CT or PET-CT | Excluded those receiving neoadjuvant | NA | Anatomical resection | HR on OS varies by level of measuring (T5, T12, L3) |
| Daffré et al. 2021 [24] France N: 238 | Age: (Mean) 63 ± 10.3, Ca Stage: 0–IV, Hist: ADC 31.9%, Non-ADC 68.1% | Sarcopenia on OS | ≥60 | SMI on L3 level by CT or PET-CT | Neoadjuvant recorded but not correlated in multivariate analysis | NA | Pneumonectomy | 5-yr OS: 31.6% (Sarc) vs. 42.6%, RR 1.54 |
| Y. Takahashi et al. 2021 [29] Japan N: 315 | Age: (Median) 70 [35–88], Cancer Stage: I, Hist: ADC 73%, Non-ADC 27% | Sarcopenia on OS and postoperative complications | 58.8 (0.7–137) | PMA on the L3 level on the HRCT | NA | NA | Lobectomy | 5-yr OS: Sarc (vs. non-sarc) HR: 1.978, p = 0.01 |
| Post Operation complications (Sarc): Odds Ratio 21.00, p < 0.001 | ||||||||
| Tanaka et al. 2021 [33] Japan N: 587 | Age: (Mean) 68.5 ± 8.8, Ca Stage: 0–III, Hist: ADC 67%, SCC 28.4% | Sarcopenia on OS and DFS and postoperative outcomes | 37.2 | Paraspinous muscle sarcopenia at the T12 level by CT or PET-CT | Neoadjuvant recorded but not correlated in multivariate analysis | CRP but not in multivariate analysis | Pneumonectomy/lobectomy | HR 1.09 per lower SMI (high SMI means high muscle mass) |
| Troschel et al. 2021 [32] USA/Germany N: 367 | Age: (Median) 62.2 [56–69], Ca Stage: I–IV, Hist: SCC 58%, ADC 33% | Sarcopenia on OS | 20.5 | T8, T10, T12 muscle CSA by CT or PET-CT | NA | NA | Pneumonectomy | 5-yr OS (Ca specific), HR 1.74, p = 0.008 |
| Author (Year) | Target Population | Primary Findings (Sarcopenia Impact) | Integrated with Systemic Inflammation? | Integrated with Neoadjuvant Therapy? |
|---|---|---|---|---|
| Buentzel et al. (2019) [77] | Mixed Lung Cancer (NSCLC & SCLC) | OS: HR 1.96 (Univariate)/HR 3.13 (Multivariate) | No | No |
| Yang et al. (2019) [19] | Mixed Lung Cancer | OS: HR 2.23 (95% CI: 1.68–2.94) | No | No |
| Deng et al. (2019) [78] | Resected NSCLC | OS: HR 2.85 (95% CI: 1.67–4.86) DFS: RR 1.59 (Early-stage only) | No | No |
| Kawaguchi et al. (2021) [8] | Thoracic Surgery (NSCLC focus) | OS: HR 2.89 (95% CI: 2.31–3.62) Complications: OR 1.86 (95% CI: 1.42–2.44) | No | No |
| Lading et al. (2025) [76] | Surgically Treated NSCLC | OS: HR 1.99 (95% CI: 1.73–2.28) (HR 2.33 in Stage I–II) | No | No |
| Weerink et al. (2020) [80] | Surgical Oncology (Mixed) | Severe Complications: OR 1.44 (95% CI: 1.24–1.68) 30-day Mortality: OR 2.15 | No | No |
| Su et al. (2019) [79] | GI & Cancer Surgery | Morbidity: RR 1.19 (95% CI: 1.08–1.30) OS: HR 1.60 (95% CI: 1.37–1.87) | No | No |
| Knoedler et al. (2023) [85] | Pan-Surgical (General) | Mortality: OR 2.69 (95% CI: 2.31–3.12) Complications: OR 1.68 (95% CI: 1.51–1.87) | No | No |
| Present Review (2026) | Resectable NSCLC | Identifies the lack of data on the interaction of sarcopenia, neoadjuvant and inflammation. | YES (Analyzed as a key synergistic factor) | YES (Identified as the critical missing variable) |
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Katsiotis, E.; Mitsos, S.; Katsas, K.; Kostopanagiotou, K.; Misokalou, P.; Stamatopoulou, S.; Kasti, A.N.; Tomos, P. The Interplay of Preoperative Sarcopenia, Systemic Inflammation, and Neoadjuvant Therapy in Resectable NSCLC-Identifying the Gap: A Narrative Review of Surgical and Oncological Outcomes. Medicina 2026, 62, 850. https://doi.org/10.3390/medicina62050850
Katsiotis E, Mitsos S, Katsas K, Kostopanagiotou K, Misokalou P, Stamatopoulou S, Kasti AN, Tomos P. The Interplay of Preoperative Sarcopenia, Systemic Inflammation, and Neoadjuvant Therapy in Resectable NSCLC-Identifying the Gap: A Narrative Review of Surgical and Oncological Outcomes. Medicina. 2026; 62(5):850. https://doi.org/10.3390/medicina62050850
Chicago/Turabian StyleKatsiotis, Evangelos, Sofoklis Mitsos, Konstantinos Katsas, Konstantinos Kostopanagiotou, Panagiota Misokalou, Sophia Stamatopoulou, Arezina N. Kasti, and Periklis Tomos. 2026. "The Interplay of Preoperative Sarcopenia, Systemic Inflammation, and Neoadjuvant Therapy in Resectable NSCLC-Identifying the Gap: A Narrative Review of Surgical and Oncological Outcomes" Medicina 62, no. 5: 850. https://doi.org/10.3390/medicina62050850
APA StyleKatsiotis, E., Mitsos, S., Katsas, K., Kostopanagiotou, K., Misokalou, P., Stamatopoulou, S., Kasti, A. N., & Tomos, P. (2026). The Interplay of Preoperative Sarcopenia, Systemic Inflammation, and Neoadjuvant Therapy in Resectable NSCLC-Identifying the Gap: A Narrative Review of Surgical and Oncological Outcomes. Medicina, 62(5), 850. https://doi.org/10.3390/medicina62050850

