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  <front>
    <journal-meta>
      <journal-id journal-id-type="publisher-id">applsci</journal-id>
      <journal-title>Applied Sciences</journal-title>
      <abbrev-journal-title abbrev-type="publisher">Appl. Sci.</abbrev-journal-title>
      <abbrev-journal-title abbrev-type="pubmed">Appl. Sci.</abbrev-journal-title>
      <issn pub-type="epub">2076-3417</issn>
      <publisher>
        <publisher-name>MDPI</publisher-name>
      </publisher>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.3390/app2020535</article-id>
      <article-id pub-id-type="publisher-id">applsci-02-00535</article-id>
      <article-categories>
        <subj-group>
          <subject>Article</subject>
        </subj-group>
      </article-categories>
      <title-group>
        <article-title>High Performance Shape Memory Polyurethane Synthesized with High Molecular Weight Polyol as the Soft Segment</article-title>
      </title-group>
      
      <contrib-group>
        <contrib contrib-type="author">
          <name>
            <surname>Ahmad</surname>
            <given-names>Manzoor</given-names>
          </name>
          <xref rid="af1-applsci-02-00535" ref-type="aff">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <name>
            <surname>Xu</surname>
            <given-names>Bin</given-names>
          </name>
          <xref rid="af2-applsci-02-00535" ref-type="aff">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <name>
            <surname>Purnawali</surname>
            <given-names>Hendra</given-names>
          </name>
          <xref rid="af3-applsci-02-00535" ref-type="aff">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <name>
            <surname>Fu</surname>
            <given-names>Yongqing</given-names>
          </name>
          <xref rid="af2-applsci-02-00535" ref-type="aff">2</xref>
          <xref rid="af4-applsci-02-00535" ref-type="aff">4</xref>
        </contrib>
        <contrib contrib-type="author">
          <name>
            <surname>Huang</surname>
            <given-names>Weimin</given-names>
          </name>
          <xref rid="af3-applsci-02-00535" ref-type="aff">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <name>
            <surname>Miraftab</surname>
            <given-names>Mohsen</given-names>
          </name>
          <xref rid="af1-applsci-02-00535" ref-type="aff">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <name>
            <surname>Luo</surname>
            <given-names>Jikui</given-names>
          </name>
          <xref rid="af1-applsci-02-00535" ref-type="aff">1</xref>
          <xref rid="c1-applsci-02-00535" ref-type="corresp">*</xref>
        </contrib>
      </contrib-group>
      <aff id="af1-applsci-02-00535"><label>1 </label>Institute of Renewable Energy and Environment Technology, University of Bolton, Bolton BL3 5AB, UK; Email: <email>ma1cmr@bolton.ac.uk</email> (M.A.); <email>mm4@bolton.ac.uk</email> (M.M.)</aff>
      <aff id="af2-applsci-02-00535"><label>2 </label>Department of Mechanical Engineering, School of Engineering and Physical Sciences, Heriot-Watt University, Edinburgh EH14 4AS, UK; Email: <email>binx@polysci.umass.edu</email> (B.X.); <email>richard.fu@uws.ac.uk</email> (Y.F.)</aff>
      <aff id="af3-applsci-02-00535"><label>3 </label>School of Mechanical and Aerospace Engineering, Nanyang Technological University, 50 Nanyang Avenue 639798, Singapore; Email: <email>Purnawali@yahoo.com</email> (H.P.); <email>mwmhuang@ntu.edu.sg</email> (W.H.)</aff>
      <aff id="af4-applsci-02-00535"><label>4 </label>Thin Film Centre, University of West of Scotland, Paisley PA1 2BE, UK</aff>
      <author-notes>
        <corresp id="c1-applsci-02-00535"><label>*</label> Author  to whom correspondence should be addressed; Email: <email>jl2@bolton.ac.uk</email>; Tel.: +44-120-4903-523; Fax: +44-120-4903-600.</corresp>
      </author-notes>
      <pub-date pub-type="epub">
        <day>31</day>
        <month>05</month>
        <year>2012</year>
      </pub-date>
      <pub-date pub-type="collection"><month>06</month>
        <year>2012</year>
      </pub-date>
      <volume>2</volume>
      <issue>2</issue>
      <fpage>535</fpage>
      <lpage>548</lpage>
      <history>
        <date date-type="received">
          <day>18</day>
          <month>04</month>
          <year>2012</year>
        </date>
        <date date-type="rev-recd">
          <day>22</day>
          <month>05</month>
          <year>2012</year>
        </date>
        <date date-type="accepted">
          <day>23</day>
          <month>05</month>
          <year>2012</year>
        </date>
      </history>
      <permissions>
        <copyright-statement>©  2012 by the authors; licensee MDPI, Basel, Switzerland.</copyright-statement>
        <copyright-year>2012</copyright-year>
        <license xmlns:xlink="http://www.w3.org/1999/xlink" license-type="open-access" xlink:href="http://creativecommons.org/licenses/by/3.0/">
          <p>This article is an open-access article distributed under the terms and conditions of the Creative Commons Attribution license (http://creativecommons.org/licenses/by/3.0/).</p>
        </license>
      </permissions>
      <abstract>
        <p>Shape memory polyurethanes (SMPUs) are typically synthesized using polyols of low molecular weight (M<sub>W</sub>~2,000 g/mol) as it is believed that the high density of cross-links in these low molecular weight polyols are essential for high mechanical strength and good shape memory effect. In this study, polyethylene glycol (PEG-6000) with M<sub>W </sub>~6000 g/mol as the soft segment and diisocyanate as the hard segment were used to synthesize SMPUs, and the results were compared with the SMPUs with polycaprolactone PCL-2000. The study revealed that although the PEG-6000-based SMPUs have lower maximum elongations at break (425%) and recovery stresses than those of PCL-based SMPUs, they have much better recovery ratios (up to 98%) and shape fixity (up to 95%), hence better shape memory effect. Furthermore, PEG-based SMPUs showed a much shorter actuation time of &lt;10 s for up to 90% shape recovery compared to typical actuation times of tens of seconds to a few minutes for common SMPUs, demonstrated their great potential for applications in microsystems and other engineering components.</p>
      </abstract>
      <kwd-group>
        <kwd>thermal-responsive SMPUs</kwd>
        <kwd>polyurethanes</kwd>
        <kwd>high molecular weight</kwd>
        <kwd>low recovery stress</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec sec-type="intro">
      <title>1. Introduction</title>
      <p>Shape memory polymers (SMPs) have gained much attention owing to their special ability to return to their original shape upon external stimulation such as heating, light and chemicals [<xref ref-type="bibr" rid="B1-applsci-02-00535">1</xref>,<xref ref-type="bibr" rid="B2-applsci-02-00535">2</xref>]. The superior properties of lightweight, large shape recovery rate, low cost and easy processing as compared to shape memory alloys have promoted their rapid development and commercialization [<xref ref-type="bibr" rid="B3-applsci-02-00535">3</xref>,<xref ref-type="bibr" rid="B4-applsci-02-00535">4</xref>,<xref ref-type="bibr" rid="B5-applsci-02-00535">5</xref>]. Shape memory polyurethane (SMPUs) are one emerging class of the SMPs [<xref ref-type="bibr" rid="B6-applsci-02-00535">6</xref>,<xref ref-type="bibr" rid="B7-applsci-02-00535">7</xref>,<xref ref-type="bibr" rid="B8-applsci-02-00535">8</xref>]. They exhibit remarkable shape memory effect (SME), attributed to micro-phase segregation, which is interrelated to the chemical nature and processing methods used for synthesis. SMPUs typically consist of two phases: “fixed phase” and “reversible phase” which can also be termed as hard and soft segments, respectively [<xref ref-type="bibr" rid="B9-applsci-02-00535">9</xref>,<xref ref-type="bibr" rid="B10-applsci-02-00535">10</xref>]. The hard segments normally contain long sequences of hydrogen bonding sites and also serve as the physical cross-links [<xref ref-type="bibr" rid="B11-applsci-02-00535">11</xref>]. These cross-link points prevent the neighbouring chains slipping from each other when it is subjected to deformation and consequential stress build-up [<xref ref-type="bibr" rid="B12-applsci-02-00535">12</xref>]. These physical cross-links also act as net points during the shape recovery process. Therefore, the location of the cross-links is one of the most important factors affecting the SME and mechanical properties of the SMPs. </p>
      <p>Literature study shows that physically cross-linked SMPUs possess better thermal and tensile properties [<xref ref-type="bibr" rid="B13-applsci-02-00535">13</xref>]. Lee <italic>et al.</italic> found that SMPs with higher contents of cross-link points between the hard segments have higher shape recoverability than those with more contents of cross-link points at soft-hard segments [<xref ref-type="bibr" rid="B14-applsci-02-00535">14</xref>]. The number of available physical cross-link points is related to the molecular weight, M<sub>w</sub>, and the high hydroxyl number, N<sub>OH</sub>, in the molecules (polyols and diisocyanates <italic>etc.</italic>), more specifically the polyols used in synthesizing the SMPUs. The polyols with lower molecular weights and higher hydroxyl number (N<sub>OH</sub> &gt; 50), normally have a larger number of cross-link points and stronger bonding owing to the short molecular chains, hence higher intermolecular interactions at soft segments, and <italic>vice versa</italic> for the polyols with high molecular weights due to the limited number of cross-link points [<xref ref-type="bibr" rid="B18-applsci-02-00535">18</xref>]. </p>
      <p>Hydroxyl number of polyols is another important parameter which could affect the shape memory effect of the SMPUs significantly. Polyols with a higher functionality are more reactive, and can produce more cross-links, hence better mechanical properties, and <italic>vice versa</italic>. Up to now, most SMPUs were synthesized using polyols with low molecular weight ranging from a few hundreds to a few thousand (200~3,000) g/mol and high functionality (N<sub>OH</sub> &gt; 50). Although some SMPUs have been synthesized using high molecular weight polycaprolactone (PCL) (M<sub>w</sub>: 7,000~8,000 g/mol) polyol [<xref ref-type="bibr" rid="B15-applsci-02-00535">15</xref>,<xref ref-type="bibr" rid="B16-applsci-02-00535">16</xref>], polyethylene glycol (PEG-3400) and polytetramethylene glycol (PTMG-2900) as soft segments [<xref ref-type="bibr" rid="B17-applsci-02-00535">17</xref>] and other SMPUs with varying molecular weight with good shape memory effect [<xref ref-type="bibr" rid="B18-applsci-02-00535">18</xref>,<xref ref-type="bibr" rid="B19-applsci-02-00535">19</xref>], limited work has been done on SMPUs with high molecular weight polyols and low hydroxyl number, and little is known on how these affect the properties of the SMPUs. It is, therefore, scientifically interesting and important to investigate SMPUs with high M<sub>w</sub> and low N<sub>OH</sub> polyols. Furthermore, as the crystallinity, which affects the phase segregation significantly [<xref ref-type="bibr" rid="B13-applsci-02-00535">13</xref>], of polyols with high and low molecular weight are different from each other, it is necessary to clarify how this affects the shape memory effects of the corresponding SMPUs due to their different crystalline natures.</p>
      <p>Several SMPUs were recently synthesized with five types of polyols all having M<sub>w</sub> ~2,000 and N<sub>OH</sub> = 55−58 [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>]. At optimal concentrations and combinations of diisocyanates hard segments, these SMPUs have shown excellent properties with a maximum strain up to 1,000% and a shape recovery ratio of 95%. In this study, a high molecular weight polyethylene glycol (M<sub>w</sub> = 6,000 and N<sub>OH</sub> = 18) was chosen as the soft segment to synthesize the SMPUs, and their properties were compared with those polycaprolactone SMPUs (PCL-SMPU) with low molecular weight PCL polyol that have been published [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>].</p>
    </sec>
    <sec>
      <title>2. Experiments</title>
      <sec>
        <title>2.1. Synthesis of SMPUs</title>
        <p>In order to simplify the comparison, the chemicals and molar concentrations of the soft and the hard segments were the same as previously reported [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>], except that the high molecular weight polyol, PEG-6000, was used as the soft segment in this work (hereafter denoted as PEG-SMPU series). </p>
        <p>Through the process optimization, it was found that the optimal concentrations of the soft segment (polyols) and hard segment are 58 and 42 wt%, respectively. The hard segment consists of 4,4′-diphenylmethane diisocyanate (MDI), isophorone diisocyanate (IPDI), PEG-200 and 1,4-butanediol (BDO). The concentrations for the PEG-200 and BDO are 10 and 4.2 wt%, respectively (Diisocyanate:PEG-200:BDO = 27.8:10.0:4.2%). The molar ratio, γ, of MDI to IPDI [defined as γ = MDI/(MDI + IPDI)] was varied from 1 to 0.325 as summarized in <xref ref-type="table" rid="applsci-02-00535-t001">Table 1</xref>, to synthesize different samples to clarify the effect of diisocyanates on the properties of SMPUs.</p>
        <table-wrap id="applsci-02-00535-t001" position="anchor">
          <object-id pub-id-type="pii">applsci-02-00535-t001_Table 1</object-id>
          <label>Table 1</label>
          <caption>
            <p>Molar ratio of diisocyanates used for synthesis of shape memory polyurethane.</p>
          </caption>
          <table rules="all" style="border: solid thin">
            <thead>
              <tr>
                <th align="center" valign="middle">Sample</th>
                <th align="center" valign="middle">MDI</th>
                <th align="center" valign="middle">IPDI</th>
                <th align="center" valign="middle">γ</th>
              </tr>
            </thead>
            <tbody>
              <tr>
                <td align="center" valign="middle">PEG-H1, PCL-S1</td>
                <td align="center" valign="middle">19.95</td>
                <td align="center" valign="middle">0</td>
                <td align="center" valign="middle">1.0</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H2, PCL-S2</td>
                <td align="center" valign="middle">16.5</td>
                <td align="center" valign="middle">3.37</td>
                <td align="center" valign="middle">0.83</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H3, PCL-S3</td>
                <td align="center" valign="middle">13.36</td>
                <td align="center" valign="middle">6.65</td>
                <td align="center" valign="middle">0.668</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H4, PCL-S4</td>
                <td align="center" valign="middle">10.0</td>
                <td align="center" valign="middle">10.0</td>
                <td align="center" valign="middle">0.50</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H5, PCL-S5</td>
                <td align="center" valign="middle">6.6</td>
                <td align="center" valign="middle">13.7</td>
                <td align="center" valign="middle">0.325</td>
              </tr>
            </tbody>
          </table>
          <table-wrap-foot>
          <fn>
          <p>[γ = MDI/(MDI+IPDI)].</p>
          </fn>
          </table-wrap-foot>
        </table-wrap>
        
        <p>The synthesis process established is as follows: The set-up consisted of a 500 mL round bottom three-neck flask, a hot water bath with a temperature controller and an over-head stirrer. The flask was purged with a continuous flow of dry nitrogen and the temperature of the mixture was monitored by a thermometer. A measured amount of PEG-6000 and dimethylformamide <bold>(</bold>DMF) were first added into the flask, followed by IPDI and two drops of dibutyltin dilaurate catalyst. DMF is a solvent to dissolve the chemicals for reaction, and will vaporize during polymerization. After two hours of reaction at 90 °C, the PEG-200 (Note: PEG-200 is part of the hard segment, not the polyol soft segment) was added into the flask, and was followed by the addition of MDI. The mixture was reacted for a further hour with continuous stirring. The process was completed by adding BDO, drop wise, as a chain extender for the chemical reaction at 60 °C for a further hour. The SMPU films were cast by pouring the polymer resin on a PTFE moulding plate. Then the films were baked at 60 °C for 12 h, 80 °C for 24 h and 100 °C for 8 h, respectively, in a vacuum. The same method of synthesis for PCL-SMPUs was reported in the previous work [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>]. </p>
      </sec>
      <sec>
        <title>2.2. Characterization of Crystal Structure and Thermal Properties</title>
        <p>The synthesized SMPUs were characterized using a thermogravimetric analyzer (TGA) to assess thermal degradation, differential scanning calorimetry (DSC) to record thermal properties and wide-angle X-ray diffraction (WAXD) to determine crystalline structures of the polymers. Instron Universal Tester was used to test the tensile properties of the SMPUs.</p>
        <p>For the TGA measurements, TA Instruments Q-500 was used with a heating rate of 10 °C/min and a temperature range of 25 °C to 800 °C. Samples of about 10 mg were put into the platinum sample holder, and the tests were conducted under a nitrogen gas flow. The thermal properties including transition temperature, Tg, and heat of fusion were measured using Perkin Elmer DSC-7 with a temperature range of 20 ~ 150 °C at a heating rate of 10 °C/min. The typical weights of the specimens used for the analysis were between 10.5 ~ 15.0 mg.</p>
        <p>D8 Discover X-ray diffractometer equipped with Cu Kα radiation of a wavelength of 1.542 Å was used to investigate the crystalline structures of the SMPUs, with a scanning angle 2θ between 5 to 40° at 40 keV and 40 mA.</p>
      </sec>
      <sec>
        <title>2.3. Characterization of Shape Memory Properties</title>
        <p>Stress-strain, tensile strength, shape recovery and shape fixity were measured using Instron Universal Tester with a heat chamber. Dumb-bell shape specimens of 25 mm length and 7 mm width with an average thickness of 1.0 mm were prepared. For shape recovery and shape fixity measurements, the strain for all the samples was fixed at 50%. The tests were performed with a crosshead speed of 50 mm/min at temperatures above Tg. A typical thermomechanical cycle routine was used to characterize the behaviour of SMPUs [<xref ref-type="bibr" rid="B21-applsci-02-00535">21</xref>,<xref ref-type="bibr" rid="B22-applsci-02-00535">22</xref>]. The shape fixity, <italic>R<sub>f</sub></italic>, and shape recovery ratio, <italic>R<sub>r</sub></italic>, were calculated using the following equations,</p>
        <p><inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-i001.tif"/></p>
        <p>Here <italic>ε<sub>m</sub></italic> is the maximum strain applied, <italic>ε<sub>u</sub></italic> the relaxed strain after cooling down with the force applied, and <italic>ε<sub>p</sub></italic> is the residual strain after thermal recovery. N and N − 1 refer to the nth and nth −1 cycle for cyclic testing using the above defined stress, strain, temperature cycle. </p>
      </sec>
    </sec>
    <sec sec-type="results">
      <title>3. Results and Discussions</title>
      <sec>
        <title>3.1. Thermal Property and Crystallinity</title>
        <p><xref ref-type="fig" rid="applsci-02-00535-f001">Figure 1</xref> shows the TGA curves for the PEG-SMPUs [<xref ref-type="bibr" rid="B23-applsci-02-00535">23</xref>]. These SMPUs show three thermal transitions with corresponding weight loss clearly seen. The initial weight loss is around 60 °C, corresponding to the evaporation of the water and solvents entrapped. The other two starting temperatures for material to decompose are around 250 and 300 °C for all the samples. The weight loss at 250 °C is rather small, and as the temperature increases to ~300 °C, it triggers another decomposition process with a large reduction in the weight. It is believed that these two decompositions correspond to soft and hard segments, respectively. As it shown in <xref ref-type="fig" rid="applsci-02-00535-f001">Figure 1</xref>, PEG-H1 has a slightly better stability than the others. The remaining weight above 410 °C is the residual materials such as carbon <italic>etc</italic>. The total weight losses up to 410 °C for sample PEG-H1, PEG-H2, PEG-H3, PEG-H4 and PEG-H5 are approximately 86, 88, 91, 90 and 94% respectively, indicating the thermal stability decreases with increasing the IPDI contents.</p>
        <fig id="applsci-02-00535-f001" position="anchor">
          <label>Figure 1</label>
          <caption>
            <p>Thermogravimetric analysis (TGA) curves of the PEG-SMPU samples.</p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g001.tif"/>
          
        </fig>
        
        
        <table-wrap id="applsci-02-00535-t002" position="anchor">
          <object-id pub-id-type="pii">applsci-02-00535-t002_Table 2</object-id>
          <label>Table 2</label>
          <caption>
            <p>Critical values of weight loss, T<sub>m</sub> and heat of fusion of PEG and PCL-SMPUs.</p>
          </caption>
          <table>            
            <tbody>
              <tr>
                <td align="center" valign="middle"><bold>Sample</bold></td>
                <td align="center" valign="middle"><bold>Weight Loss at (410 °C)</bold></td>
                <td align="center" valign="middle"><bold>T<sub>m</sub></bold></td>
                <td align="center" valign="middle">ΔH<sub>f</sub></td>
                <td align="center" valign="middle"><bold>Stress at Break</bold></td>
                <td align="center" valign="middle"><bold>Strain at Break</bold></td>
              </tr>
              <tr style="border-top: solid thin">
                <td align="center" valign="middle"> </td>
                <td align="center" valign="middle"><bold>%</bold></td>
                <td align="center" valign="middle"><bold>°C</bold></td>
                <td align="center" valign="middle"><bold>Jg<sup>−1</sup></bold></td>
                <td align="center" valign="middle">
                  <italic><bold>MPa</bold></italic>
                </td>
                <td align="center" valign="middle"><bold>%</bold></td>
              </tr>
              <tr style="border-top: solid thin">
                <td align="center" valign="middle"><bold>Peg-6000</bold></td>
                <td align="center" valign="middle">N/A</td>
                <td align="center" valign="middle"><bold>65.0</bold></td>
                <td align="center" valign="middle"><bold>822.0</bold></td>
                <td align="center" valign="middle">N/A</td>
                <td align="center" valign="middle">N/A</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H1</td>
                <td align="center" valign="middle">86</td>
                <td align="center" valign="middle">43.6</td>
                <td align="center" valign="middle">59.5</td>
                <td align="center" valign="middle">4.49</td>
                <td align="center" valign="middle">425</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H2</td>
                <td align="center" valign="middle">88</td>
                <td align="center" valign="middle">46.3</td>
                <td align="center" valign="middle">75.6</td>
                <td align="center" valign="middle">5.15</td>
                <td align="center" valign="middle">170</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H3</td>
                <td align="center" valign="middle">92</td>
                <td align="center" valign="middle">50.0</td>
                <td align="center" valign="middle">79.4</td>
                <td align="center" valign="middle">5.40</td>
                <td align="center" valign="middle">110</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H4</td>
                <td align="center" valign="middle">90</td>
                <td align="center" valign="middle">46.0</td>
                <td align="center" valign="middle">71.6</td>
                <td align="center" valign="middle">6.37</td>
                <td align="center" valign="middle">50</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PEG-H5</td>
                <td align="center" valign="middle">94</td>
                <td align="center" valign="middle">47.0</td>
                <td align="center" valign="middle">83.4</td>
                <td align="center" valign="middle">8.20</td>
                <td align="center" valign="middle">12</td>
              </tr>
              <tr>
                <td align="center" valign="middle"><bold>PCL-2000</bold></td>
                <td align="center" valign="middle">N/A</td>
                <td align="center" valign="middle"><bold>51.6</bold></td>
                <td align="center" valign="middle"><bold>76.6</bold></td>
                <td align="center" valign="middle">N/A</td>
                <td align="center" valign="middle">N/A</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PCL-S1</td>
                <td align="center" valign="middle">94</td>
                <td align="center" valign="middle">40.3</td>
                <td align="center" valign="middle">8.6</td>
                <td align="center" valign="middle">6.99</td>
                <td align="center" valign="middle">930</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PCL-S2</td>
                <td align="center" valign="middle">94</td>
                <td align="center" valign="middle">41.3</td>
                <td align="center" valign="middle">18.8</td>
                <td align="center" valign="middle">6.24</td>
                <td align="center" valign="middle">869</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PCL-S3</td>
                <td align="center" valign="middle">94</td>
                <td align="center" valign="middle">44.3</td>
                <td align="center" valign="middle">23.4</td>
                <td align="center" valign="middle">5.64</td>
                <td align="center" valign="middle">790</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PCL-S4</td>
                <td align="center" valign="middle">98</td>
                <td align="center" valign="middle">42.6</td>
                <td align="center" valign="middle">20.5</td>
                <td align="center" valign="middle">4.39</td>
                <td align="center" valign="middle">334</td>
              </tr>
              <tr>
                <td align="center" valign="middle">PCL-S5</td>
                <td align="center" valign="middle">98</td>
                <td align="center" valign="middle">43.3</td>
                <td align="center" valign="middle">27.2</td>
                <td align="center" valign="middle">3.06</td>
                <td align="center" valign="middle">192</td>
              </tr>
            </tbody>
          </table>
        </table-wrap>
        <p>The total weight loss for the PCL-SMPUs as listed in <xref ref-type="table" rid="applsci-02-00535-t002">Table 2</xref> is 94 ~ 98%, higher than those of the PEG-SMPUs with the same molar ratios of MDI to IPDI. The PEG-SMPUs showed a slightly better thermal stability than the PCL-SMPUs, implying that the chemistry of polyol and the cross-link between the soft and the hard segments play important roles in thermal stability of the SMPUs. On the other hand, the weight loss was found to increase with the decrease of the molar ratio for both sample series, indicating that higher MDI concentration is better for thermal stability of the shape memory polymers.</p>
        <p>Crystallization and melting of the soft segments in SMPUs are important in controlling the shape memory effect and deformation of the polymers, as the transition temperature of the SMPUs is normally dominated by the melting temperature, Tm [<xref ref-type="bibr" rid="B24-applsci-02-00535">24</xref>]. As shown in <xref ref-type="fig" rid="applsci-02-00535-f002">Figure 2</xref>(a), a pure PEG-6000 polyol has a transition (melting) temperature from 58 to 68 °C with a narrow transition region of ~10 °C. Whilst a PCL polyol has a much broader transition region from 35 to 56 °C with a broad shoulder at about 40 °C (<xref ref-type="fig" rid="applsci-02-00535-f003">Figure 3</xref>(a)). The heat of fusion (ΔH<sub>f</sub>) of the PEG-6000 polyol is about 822 J/g, more than one order of magnitude higher than 77 J/g for the PCL-2000 polyol, implying that the PEG-6000 polyol has a high degree of crystallinity. </p>
        <fig id="applsci-02-00535-f002" position="anchor">
          <label>Figure 2</label>
          <caption>
            <p>Differential scanning calorimetry (DSC) results of the PEG-6000 polyol (<bold>a</bold>) and PEG-SMPUs (<bold>b</bold>).</p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g002.tif"/>
        </fig>
        <fig id="applsci-02-00535-f003" position="anchor">
          <label>Figure 3</label>
          <caption>
            <p>DSC curves ΔH<sub>f</sub> (<bold>Jg</bold><sup>−1</sup>) of the PCL-2000 polyol (<bold>a</bold>) and PCL-SMPUs (<bold>b</bold>). </p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g003.tif"/>
        </fig>
        <p><xref ref-type="fig" rid="applsci-02-00535-f002">Figure 2</xref>(b) and <xref ref-type="fig" rid="applsci-02-00535-f003">Figure 3</xref>(b) show the DSC curves of the SMPUs with PEG and PCL polyols at different molar ratios of γ. Once the polyols were mixed with the hard segments, the transition temperature decreased for both sample series, and the decrease of Tg was larger for the samples with higher MDI concentrations; with further decreasing the molar ratio to γ = 0.5 or 0.325, the transition temperature slightly increased as summarized in <xref ref-type="table" rid="applsci-02-00535-t002">Table 2</xref>. As can be seen, similar to the low molecular weight polyol SMPUs developed, the high molecular weight polyol PEG-SMPUs have transition temperatures lower than 50 °C, which are close to human body temperature and hence are suitable for implants and other medical applications [<xref ref-type="bibr" rid="B25-applsci-02-00535">25</xref>,<xref ref-type="bibr" rid="B26-applsci-02-00535">26</xref>].</p>
        <p><xref ref-type="table" rid="applsci-02-00535-t002">Table 2</xref> also summarizes the DSC measurement results for the PEG and PCL-based SMPUs and corresponding pure polyols. Comparison between the pure polyol PEG-6000 and PEG-SMPUs revealed a dramatic decrease in ΔH<italic><sub>f</sub></italic> from 822 to less than 100 once the hard segment was introduced. It is known that low heat of fusion is an indication of low crystallinity and high phase compatibility between the hard and the soft segments [<xref ref-type="bibr" rid="B9-applsci-02-00535">9</xref>]. Decrease of ΔH<italic><sub>f</sub></italic> in the PEG-SMPUs is more drastic than in the PCL-SMPUs; comparison of the ΔH<italic><sub>f</sub></italic> of the PEG-SMPUs with those of the PCL-SMPUs with the same γ revealed that the heat of fusion is always higher for the PEG-series than those of the PCL-series, implying that the PEG-series may have higher crystallinity than the PCL-series. It is known that the crystallinity of polyols can influence the phase segregation between the soft and the hard segments, and high crystallinity is related to low phase compatibility and poor SME [<xref ref-type="bibr" rid="B13-applsci-02-00535">13</xref>]. </p>
        <p>On the other hand, ΔH<italic><sub>f</sub></italic> increases gradually with IPDI concentration, indicating that the crystallinity of the SMPUs increases, in agreement with our previous work on SMPUs with low molecular weight polyols [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>]. It is believed that the reactivity between the polyols and MDI molecules is higher than that between the polyols and IPDI molecules. This results in low crystallinity in the soft segment with a high MDI concentration, and enhances the phase compatibility between the soft and the hard segments, which is better for SME. An increase in IPDI concentration results in a reduction of chemical reactions between MDI and polyol, leading to co-existence of the soft and hard segment macrophases, poor polymerization and poor shape memory effect [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>]. Although the transition temperatures are similar to the PCL-SMPUs, the PEG-SMPU samples showed ΔH<sub>f</sub> values that were two to three times those of the PCL-SMPUs, indicating that the high molecular weight polyols tend to crystallize more easily than those with low molecular weight. This was further confirmed by the X-ray measurements as shown in <xref ref-type="fig" rid="applsci-02-00535-f004">Figure 4</xref>, where the PEG-SMPUs have higher intensities of the X-ray diffraction peaks than those of the low molecular weight polyol SMPUs.</p>
        <fig id="applsci-02-00535-f004" position="anchor">
          <label>Figure 4</label>
          <caption>
            <p>WAXD curves of the PEG (<bold>a</bold>) and PCL (<bold>b</bold>) SMPUs. </p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g004.tif"/>
        </fig>
        <p>The major peaks in the WAXD curves of both the sample series remained unchanged compared to those of pure polyols. The degree of the crystallinity decreased with the increase in γ value, which is in agreement with the conclusion that the polyols determine the crystalline structure of SMPUs, whilst introduction of hard segments only changes the crystallinity of the copolymers, as found in our previous work [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>], which affects the phase compatibility.</p>
        <p>In brief, the PEG-SMPUs have higher crystallinity and lower cross-link density at soft segment sites than those of the PCL-SMPUs. The results indicate that the PEG-SMPUs may be stiffer with lower elongation at break and possibly poorer shape memory properties. </p>
      </sec>
      <sec>
        <title>3.2. Thermal Mechanical Properties</title>
        <p>Similar to the PCL-SMPUs, the maximum elongation at break (or the maximum strain) for the PEG-SMPUs varies significantly with γ as shown in <xref ref-type="fig" rid="applsci-02-00535-f005">Figure 5</xref>(a,b). The PCL-SMPUs show high maximum strains at break; it is about 930% for PCL-S1 with 100% MDI, gradually decreasing to about 192% as γ decreases from γ = 1 to 0.325. Compared with those of the PCL-SMPUs, the maximum strains of the PEG-SMPUs are less than half of those of the PCL samples with the same γ. It is clear that the PCL-2000 polyol produces more flexible and elastic SMPUs than the PEG-6000 polyol does. These results are consistent with the observations from both the DSC and WAXD measurements, <italic>i.e.</italic>, the PEG-SMPUs have high crystallinity and are stiff, and their stiffness increases with the IPDI concentration. Inter-molecular interaction at the soft segment sites is reduced as the molecular weight increases, and this may also be responsible for the early break of the PEG-SMPUs [<xref ref-type="bibr" rid="B27-applsci-02-00535">27</xref>,<xref ref-type="bibr" rid="B28-applsci-02-00535">28</xref>]. Furthermore, PEG-6000 has N<sub>OH</sub> ~18, much smaller than that of PCL-2000 (N<sub>OH</sub> ~55), providing much less cross-link sites for reaction with the hard segments. Consequently, the PEG-SMPUs have much fewer cross-links, weaker mechanical strength and lower elongation at break. It is also clear from the results shown in <xref ref-type="fig" rid="applsci-02-00535-f006">Figure 6</xref>(a) that a higher molar ratio of MDI to IPDI is better for synthesizing both the sample series with larger maximum strains, consistent with our previous work [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>]. </p>
        <fig id="applsci-02-00535-f005" position="anchor">
          <label>Figure 5</label>
          <caption>
            <p>Stress <italic>vs</italic>. strain for PEG (<bold>a</bold>) and PCL-SMPUs (<bold>b</bold>) series at ambient temperature. </p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g005.tif"/>
        </fig>
        <fig id="applsci-02-00535-f006" position="anchor">
          <label>Figure 6</label>
          <caption>
            <p>Summary of elongation at break (<bold>a</bold>) and maximum stress (<bold>b</bold>) for PEG and PCL SMPUs, respectively, at ambient temperature.</p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g006.tif"/>
        </fig>
        <p>The maximum tensile strength, defined as the stress at which the sample breaks, for both PEG and PCL based SMPUs are summarized in <xref ref-type="fig" rid="applsci-02-00535-f006">Figure 6</xref>(b). The maximum strength of the PEG-SMPUs show a gradual increase with the IPDI content, whereas those of the PCL-SMPUs shows a decrease of the maximum strength with the IPDI content, in agreement with our previous work [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>]. This remarkable difference clearly indicates that the chemistry of the polyols plays a vital role in the thermal mechanical behaviour of the SMPUs. This may be due to (a) the resistance of the IPDI to the movement of the soft segment chains, which will enhance the stiffness of the SMPU with a high IPDI concentration [<xref ref-type="bibr" rid="B29-applsci-02-00535">29</xref>]; and (b) the high crystallinity of the high molecular weight polyols as discussed above. Stress <italic>vs</italic>. strain behavior for the PCL-SMPUs shows more elastic behavior, <italic>i.e.</italic>, the stress rapidly increases with strain initially, and then is followed by a linear increase. Whereas, that of the PEG-series shows a clear plastic behavior, <italic>i.e.</italic>, the stress increases with strain initially and then drastically decreases; a typical plastic behavior.</p>
      </sec>
      <sec>
        <title>3.3. Shape Memory Properties</title>
        <sec>
          <title>3.3.1. Recovery Stress</title>
          <p><xref ref-type="fig" rid="applsci-02-00535-f007">Figure 7</xref>(a,b) shows the stress and strain relationship of PEG-H1 up to 50% strain at different thermal cycles, and the corresponding recovery stresses measured from the deformed strips. As expected, the stress increases with strain, and the maximum stress at 50% strain decreases with thermal cycles. The residual strain increases with thermal cycles is mostly caused by internal molecular rearrangement and chain disentanglements, especially in the first round of extension, and is a typical characteristic of polymers. The recovery stress starts to build up at about 35 °C (<xref ref-type="fig" rid="applsci-02-00535-f007">Figure 7</xref>(b)), which is about 10 °C lower than the transition temperature of the polymer. Above 35 °C, the recovery stress rises rapidly with the temperature. The full recovery stress is developed at a temperature where the sample was pre-deformed, but is much smaller than the maximum stress developed during deformation as shown in <xref ref-type="fig" rid="applsci-02-00535-f007">Figure 7</xref>(a), mostly due to the relaxation of the stress. The recovery stress generated in the 1st cycle test is 0.038 MPa, and becomes 0.025 and 0.020 MPa respectively for the 2nd and the 3rd cycle tests, showing a rapid deterioration of the recovery strength on cyclic test, a typical characteristic for SMPUs due to the accumulation of the broken chains, molecules or linking points and stress relaxation [<xref ref-type="bibr" rid="B30-applsci-02-00535">30</xref>]. </p>
          <fig id="applsci-02-00535-f007" position="anchor">
            <label>Figure 7</label>
            <caption>
              <p>(<bold>a</bold>) Stress <italic>vs</italic>. strain up to an extension of 50% at 60 °C and (<bold>b</bold>) corresponding recovery stress for PEG-H1 sample.</p>
            </caption>
            <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g007.tif"/>
          </fig>
          <p>The same cyclic test at an extension of 50% was applied to the PCL-SMPUs, and the recovery stress for both sample series are summarized in <xref ref-type="fig" rid="applsci-02-00535-f008">Figure 8</xref> (results from H5 and S5 samples were not shown as H5 could not be extended up to 50% as shown in <xref ref-type="fig" rid="applsci-02-00535-f005">Figure 5</xref>(a)). It is clear that the PEG-SMPUs produce lower recovery stresses which are attributed to lower cross-link density, longer soft segment chains (higher molecular weight) and weaker intermolecular interactions. The value of the recovery stress for each sample series increases as γ decreases, consistent with the results of the SMPUs with low molecular weight polyols [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>]. This further indicates that increase of the IPDI content enhances the stiffness of the SMPUs, in agreement with the DSC and WAXD test results where the heat of fusion and crystallinity also increase with the IPDI concentration. </p>
          <fig id="applsci-02-00535-f008" position="anchor">
            <label>Figure 8</label>
            <caption>
              <p>Summary of recovery stress of different SMPUs at 60 °C and 50% strain.</p>
            </caption>
            <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g008.tif"/>
          </fig>
        </sec>
        <sec>
          <title>3.3.2. Shape Recovery Ratio and Shape Fixity</title>
          <p>The shape recovery ratio of the PEG-SMPUs, shown in <xref ref-type="fig" rid="applsci-02-00535-f009">Figure 9</xref>(a), varies from 98 to 82%, depending on the molar ratio γ. PEG-H1 has the highest shape recovery ratio of 98%, and that of PEG-H4 is only 82%. The PEG-SMPUs show a better recovery ratio compared to those of the PCL-SMPUs, indicating that the high M<sub>W</sub> polyol SMPUs are more flexible at elevated temperature, in contrast to the room temperature thermal mechanical properties shown above. This may be attributed to the longer molecular chains of the high M<sub>W</sub> polyol soft segment, easy deformation of the SMPUs at above T<sub>g</sub> as compared to low molecular weight polyols.</p>
          <fig id="applsci-02-00535-f009" position="anchor">
            <label>Figure 9</label>
            <caption>
              <p>Shape recovery and shape fixity of the PEG (<bold>a</bold>) and PCL SMPUs (<bold>b</bold>) at 60 °C and 50% strain.</p>
            </caption>
            <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g009.tif"/>
          </fig>
          <p><xref ref-type="fig" rid="applsci-02-00535-f009">Figure 9</xref>(b) summarizes the shape fixity for both series of the samples. The shape fixity is in the range of 82 ~ 95% for the PEG-SMPUs. It increases with the decrease of γ. PEG-H1 with the highest γ shows the lowest shape fixity of about 82%, while that of PEG-H4 with γ = 0.5 is ~95%. The shape fixity of the PEG-SMPUs is higher than PCL-SMPUs due to the high stiffness and high crystallinity as discussed above. Similarly, introduction of the IPDI restricts the segmental and short-range conformational movements of the soft segments, which leads to a quick fixing of the soft segment chains during cooling below the transition temperature. This trend is in agreement with the observation made for the PCL-SMPUs, which have a slightly lower fixity than the PEG-SMPUs with the same MDI to IPDI molar ratios. Generally, the high recovery ratio is always accompanied with poor fixity for shape memory polymers, and high recovery ratio and high fixity are the most desirable properties for SMPs. The PEG-SMPUs have a high recovery ratio and high fixity as well as high maximum stress, demonstrating their excellent shape memory effect as compared to those of the PCL-SMPUs, if the maximum strain of ~400% is allowed which is the normal case for typical applications. </p>
        </sec>
      </sec>
      <sec>
        <title>3.4. Physical Shape Recovery Test</title>
        <p>Shape recovery speed is another key property of shape memory polymers, which refers to the time for a deformed SMP sample to recover their original shape. The recovery or actuation times for SMPs are in the range of about one minute to over one hundred minutes [<xref ref-type="bibr" rid="B27-applsci-02-00535">27</xref>], much longer than those of shape memory alloys. For most applications of SMPs, shape recovery should be as quick as possible, so that the SMPs can be used to develop microactuators and devices which can be activated easily by external heat or light in the shortest time. For example, SMPs with high speed and low <italic>T</italic><sub>g</sub> have good potentials for medical applications such as drug delivery systems, polymer-based stents and micro-surgery tools or sutures. In this study, the physical shape recovery tests were performed to study the recovery behavior and recovery speed of the SMPUs. The samples with a thickness of 0.5 mm, a width of 3 mm and a length of ~70 mm, were used for the experiments with one example shown in <xref ref-type="fig" rid="applsci-02-00535-f010">Figure 10</xref>. The SMPU sample was initially stretched to 100% at 60 °C (&gt;<italic>T</italic><sub>g</sub>), and the deformed shape was fixed by cooling it to room temperature (~20 °C). The sample was then put on a hot plate set at 60 °C and its subsequent shape changes over time were recorded. </p>
        <fig id="applsci-02-00535-f010" position="anchor">
          <label>Figure 10</label>
          <caption>
            <p>Shape recovery of the 100% extended PEG-H3 at 60 °C. The shape recovery takes place immediately when heated, and completes the process within 20 s.</p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g010.tif"/>
        </fig>
        <p>It was found that the PEG-SMPU samples start to shrink (recovering the original state) instantly once they are put on the hotplate. The PEG-H3 samples show about 90% recovery in less than 10 s, and a full recovery process is completed within ~20 s, demonstrating an excellent actuation capability. This is significantly different from those of the PCL-SMPUs, all of which show an actuation time &gt;50 s [<xref ref-type="bibr" rid="B20-applsci-02-00535">20</xref>], though they were in a roll form which may have a non-uniform temperature distribution. An example of the PCL-S3 sample (100% extension) is shown in <xref ref-type="fig" rid="applsci-02-00535-f011">Figure 11</xref>. It shows that the sample takes a long time to recover, with &lt;80% recovery after 50 s. The results clearly demonstrate that the high molecular weight PEG-SMPUs have a much higher actuation speed as compared to those of the PCL-SMPUs, and may be a good choice for polymer-based microactuator applications [<xref ref-type="bibr" rid="B31-applsci-02-00535">31</xref>]. Further work is needed to investigate SMPUs with other high molecular weight polyols.</p>
        <fig id="applsci-02-00535-f011" position="anchor">
          <label>Figure 11</label>
          <caption>
            <p>Shape recovery of the extended PCL-S3 sample at 60 °C. The shape recovery takes place slowly and is completed up to ~80% after 50 s; a much slower rate than that recorded for PEG-SMPUs.</p>
          </caption>
          <graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="applsci-02-00535-g011.tif"/>
        </fig>
      </sec>
    </sec>
    <sec sec-type="conclusions">
      <title>4. Conclusions</title>
      <p>SMPUs with high molecular weight polyol PEG-6000 were successfully synthesized with various combinations of diisocyanates as a hard segment, and the results were compared with SMPUs with low molecular weight PCL-2000 polyol. The thermal stability, thermal mechanical properties, crystallinity and shape memory effects of the SMPUs were investigated. The conclusions can be summarized as follows; </p>
      <list list-type="bullet">
        <list-item>
          <p>The PEG-SMPUs show a slightly better thermal stability than PCL-SMPUs. Both sample series have transition temperatures between 40~50 °C, suitable for medical device applications.</p>
        </list-item>
        <list-item>
          <p>The PEG-SMPUs have a higher crystallinity and lower phase compatibility than those of PCL-SMPU samples. With the increase of IPDI concentration, the crystallinity increases, leading to deteriorated phase compatibility and shape memory effect for both the sample series.</p>
        </list-item>
        <list-item>
          <p>The PCL-SMPUs have larger elongations at break and recovery stresses than those of the PEG-SMPUs, <italic>i.e.</italic>, high mechanical strength at room temperature. Longer molecular chains, lower cross-link density and higher crystallinity are believed to be responsible for the weaker thermal mechanical properties of the PEG-SMPUs.</p>
        </list-item>
        <list-item>
          <p>The PEG-SMPUs have a higher recovery ratio, a higher fixity and a much shorter shape recovery time, and demonstrate superior SME effect as compared to the PCL-SMPUs. SMPUs with high molecular weight polyol can be excellent candidates for applications in engineering and as microactuators, in particular when fast actuation is required.</p>
        </list-item>
      </list>
    </sec>
  </body>
  <back>
    <ack>
      <title>Acknowledgements</title>
      <p>The authors would like to acknowledge partial financial support from the Engineering and Physical Sciences Research Council under grant No. of EP/F06294X/1 and The leverhulme Trust under grant No. of F/01431, The Knowledge Centre for Materials Chemistry under grant No. of X00680PR, Royal Academy of Engineering-Research Exchanges with China and India Awards, Royal Society-Research Grant (RG090609) as well as Carnegie Trust Funding.</p>
    </ack>
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