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  <front>
    <journal-meta>
      <journal-id journal-id-type="publisher-id">axioms</journal-id>
      <journal-title>Axioms</journal-title>
      <abbrev-journal-title abbrev-type="publisher">Axioms</abbrev-journal-title>
      <abbrev-journal-title abbrev-type="pubmed">Axioms</abbrev-journal-title>
      <issn pub-type="epub">2075-1680</issn>
      <publisher>
        <publisher-name>MDPI</publisher-name>
      </publisher>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.3390/axioms1010033</article-id>
      <article-id pub-id-type="publisher-id">axioms-01-00033</article-id>
      <article-categories>
        <subj-group>
          <subject>Communication</subject>
        </subj-group>
      </article-categories>
      <title-group>
        <article-title>Introduction to the Yang-Baxter Equation with Open Problems</article-title>
      </title-group>
      
      <contrib-group>
        <contrib contrib-type="author">
          <name>
            <surname>Nichita</surname>
            <given-names>Florin</given-names>
          </name>
        </contrib>
      </contrib-group>
      <aff id="af1-axioms-01-00033">Institute of Mathematics of the Romanian Academy, P.O. Box 1-764, Bucharest, Romania; Email: <email>Florin.Nichita@imar.ro</email>; Tel.: +40-213-196-506; Fax: +40-213-196-505</aff>
      <pub-date pub-type="epub">
        <day>26</day>
        <month>04</month>
        <year>2012</year>
      </pub-date>
      <pub-date pub-type="collection"><month>03</month>
        <year>2012</year>
      </pub-date>
      <volume>1</volume>
      <issue>1</issue>
      <fpage>33</fpage>
      <lpage>37</lpage>
      <history>
        <date date-type="received">
          <day>29</day>
          <month>03</month>
          <year>2012</year>
        </date>
        <date date-type="rev-recd">
          <day>17</day>
          <month>04</month>
          <year>2012</year>
        </date>
        <date date-type="accepted">
          <day>18</day>
          <month>04</month>
          <year>2012</year>
        </date>
      </history>
      <permissions>
        <copyright-statement>©  2012 by the authors; licensee MDPI, Basel, Switzerland.</copyright-statement>
        <copyright-year>2012</copyright-year>
        <license xmlns:xlink="http://www.w3.org/1999/xlink" license-type="open-access" xlink:href="http://creativecommons.org/licenses/by/3.0/">
          <p>This article is an open-access article distributed under the terms and conditions of the Creative Commons Attribution license (http://creativecommons.org/licenses/by/3.0/).</p>
        </license>
      </permissions>
      <abstract>
        <p>The Yang-Baxter equation first appeared in theoretical physics, in a paper by the Nobel laureate C. N. Yang, and in statistical mechanics, in R. J. Baxter’s work. Later, it turned out that this equation plays a crucial role in: quantum groups, knot theory, braided categories, analysis of integrable systems, quantum mechanics, non-commutative descent theory, quantum computing, non-commutative geometry, <italic>etc</italic>. Many scientists have found solutions for the Yang-Baxter equation, obtaining qualitative results (using the axioms of various algebraic structures) or quantitative results (usually using computer calculations). However, the full classification of its solutions remains an open problem. In this paper, we present the (set-theoretical) Yang-Baxter equation, we sketch the proof of a new theorem, we state some problems, and discuss about directions for future research.</p>
      </abstract>
      <kwd-group>
        <kwd>Yang-Baxter equation</kwd>
        <kwd>set-theoretical Yang-Baxter equation</kwd>
        <kwd>algebra structures</kwd>
        <kwd>Hopf algebras</kwd>
        <kwd>quantum groups</kwd>
        <kwd>relations on sets</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec sec-type="intro">
      <title>1. Introduction</title>
      <p>The Yang-Baxter equation first appeared in theoretical physics, in a paper by Yang [<xref ref-type="bibr" rid="B1-axioms-01-00033">1</xref>], and in the work of Baxter in Statistical Mechanics [<xref ref-type="bibr" rid="B2-axioms-01-00033">2</xref>,<xref ref-type="bibr" rid="B3-axioms-01-00033">3</xref>]. It turned out to be one of the basic equations in mathematical physics, and more precisely for introducing the theory of quantum groups. It also plays a crucial role in: Knot theory, braided categories, non-commutative descent theory, quantum computing, non-commutative geometry, <italic>etc</italic>. Many scientists have used the axioms of various algebraic structures (quasi-triangular Hopf algebras, Yetter-Drinfeld categories, quandles, group actions, Lie (super)algebras, (co)algebra structures, Jordan triples, Boolean algebras, relations on sets, <italic>etc</italic>.) or computer calculations (and Grobner bases) in order to produce solutions for the Yang-Baxter equation. However, the full classification of its solutions remains an open problem. At present the study of solutions of the Yang-Baxter equation attracts the attention of a broad circle of scientists (including mathematicians). Some suggested references related to our paper could be References [<xref ref-type="bibr" rid="B4-axioms-01-00033">4</xref>,<xref ref-type="bibr" rid="B5-axioms-01-00033">5</xref>,<xref ref-type="bibr" rid="B6-axioms-01-00033">6</xref>,<xref ref-type="bibr" rid="B7-axioms-01-00033">7</xref>,<xref ref-type="bibr" rid="B8-axioms-01-00033">8</xref>], <italic>etc</italic>.</p>
      <p>In this paper we present qualitative results concerning the (set-theoretical) Yang-Baxter equation. We first consider the solutions arising from relations. For any relation on a given set we construct a map. We give necessary and sufficient conditions for this map to be a solution to the set-theoretical Yang-Baxter equation. In <xref ref-type="sec" rid="sec3-axioms-01-00033">Section 3</xref> we give other examples of solutions for the Yang-Baxter equation, we present some of their applications, and we sketch the proof of a theorem which resembles Kaplansky’s tenth conjecture about the classification of finite dimensional Hopf algebras. Finally, we conclude with a short section about directions for future research.</p>
    </sec>
    <sec id="sec2-axioms-01-00033">
      <title>2. Preliminaries</title>
      <p>Let V be a vector space over a field k, which is algebraically closed and of characteristic zero.</p>
      <p><bold>Definition.</bold> A linear automorphism R of <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i001.tif"/>  is a solution of the Yang-Baxter equation (sometimes called the braid relation), if the equality</p>
      <p><inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i002.tif"/>  (1)</p>
      <p>holds in the automorphism group of <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i003.tif"/>.</p>
      <p><bold>Definition.</bold> R is a solution of the quantum Yang-Baxter equation (QYBE) if</p>
      <p><inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i004.tif"/>     (2)</p>
      <p>where R<sub>ij</sub> means R acting on the i-th and j-th component.</p>
      <p>Let T be the twist map, <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i005.tif"/>. Then R satisfies (1) if and only if R ο T satisfies (2) if and only if T ο R satisfies (2).</p>
      <p>Finding all solutions of the Yang-Baxter equation is a difficult task far from being resolved. Nevertheless many solutions of these equations have been found during the last 30 years and the related algebraic structures have been studied.</p>
      <p>Reference [<xref ref-type="bibr" rid="B9-axioms-01-00033">9</xref>] posed the problem of studying set-theoretical solutions of the Yang-Baxter equation. Specifically, we consider a set X and S: X × X → X × X, and we consider the equation (1) as an equality of maps from X × X × X to X × X × X:</p>
      <p><inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i006.tif"/>     (3)</p>
      <p>We call (3) the set-theoretical Yang-Baxter equation.</p>
      <p>It is obvious that from a solution to (3), one could obtain a solution to (1), by considering the vector space generated by the set X, and linearly extending the map S.</p>
      <p>A lesser known example of solutions for the set-theoretical Yang-Baxter equation is the following. Given a binary relation R on X (<italic>i.e.</italic>, R is a subset of X × X), we define a map</p>
      <p><inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i007.tif"/></p>
      <p><bold>Theorem 1.</bold> (<italic>D. Hobby and F. F. Nichita</italic>, [<xref ref-type="bibr" rid="B10-axioms-01-00033">10</xref>])<italic>.</italic> Assume R is a reflexive relation. The function S derived from the relation R satisfies (3) if and only if R <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i008.tif"/> R<sup>op</sup> is an equivalence relation on X and the complement relation of R is a strict partial order on each class of R <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i008.tif"/> R<sup>op</sup> (where R<sup>op</sup> is the opposite relation of R).</p>
      <p><bold>Remark.</bold> The above theorem generalizes the twist map if R is an equivalence relation. For a vector space, if we give an equivalence relation on a basis of the space, we can construct a generalization of the twist map using formula (4).</p>
      <p><bold>Remark.</bold><bold> [<xref ref-type="bibr" rid="B10-axioms-01-00033">10</xref>]</bold> compared the above solutions with the solutions from Boolean algebras. More precisely, the function <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i009.tif"/> is a solution for the set-theoretical Yang-Baxter equation.</p>
    </sec>
    <sec id="sec3-axioms-01-00033">
      <title>3. Main Results and Discussion</title>
      <p>Let A be a k-algebra, and <italic>x</italic>, <italic>y</italic> <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i010.tif"/>  k-{0}. We define the k-linear map</p>
      <p><inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i011.tif"/> .</p>
      <p>Then, according to [<xref ref-type="bibr" rid="B11-axioms-01-00033">11</xref>], <italic>φ </italic>is an invertible solution to (1). Such an operator is called a Yang-Baxter operator, or, simply, a YB operator.</p>
      <p><bold>Remarks.</bold></p>
      <p>(i) The above operator is connected to the theory of entwining structures and corings (see [<xref ref-type="bibr" rid="B12-axioms-01-00033">12</xref>]).</p>
      <p>(ii) Using the method of [<xref ref-type="bibr" rid="B13-axioms-01-00033">13</xref>], the operator <italic>φ</italic> leads to the Alexander polynomial of knots (see [<xref ref-type="bibr" rid="B14-axioms-01-00033">14</xref>]).</p>
      <p>(iii) Other generalizations and properties for <italic>φ</italic> were presented in [<xref ref-type="bibr" rid="B15-axioms-01-00033">15</xref>]: solutions for the initial Yang’s equation (see [<xref ref-type="bibr" rid="B1-axioms-01-00033">1</xref>]) and a possible vertex model in statistical mechanics.</p>
      <p><bold>Definition.</bold> Two YB operators (V, R) and (W, Q) are called <italic>isomorphic</italic> if there exists <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i012.tif"/> such that <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i013.tif"/>.</p>
      <p><bold>Remark.</bold> Reference [<xref ref-type="bibr" rid="B11-axioms-01-00033">11</xref>] showed that for non-isomorphic algebra structures, the associated YB operators are non-isomorphic. It follows that, for any finite dimension vector space, the number of non-isomorphic classes of algebras structures on that vector space is less than the number of non-isomorphic YB operators on the same vector space.</p>
      <p><bold>Conjecture.</bold> The YB operators from algebra structures can be obtained from some kind of universal R-matrix (a universal R-matrix is related to the quasi-triangular structures presented in [<xref ref-type="bibr" rid="B6-axioms-01-00033">6</xref>]).</p>
      <p>The Kaplansky’s tenth conjecture about the classification of finite dimensional Hopf algebras was proved in negative by references [<xref ref-type="bibr" rid="B16-axioms-01-00033">16</xref>,<xref ref-type="bibr" rid="B17-axioms-01-00033">17</xref>,<xref ref-type="bibr" rid="B18-axioms-01-00033">18</xref>]. We present a similar result for Yang-Baxter operators below.</p>
      <p><bold>Theorem 2.</bold> There exist finite dimensional vector spaces for which there are infinitely many non-isomorphic Yang-Baxter operators. </p>
      <p><bold>Proof.</bold> The idea of the proof is shown below. The omitted technical details will be included in another paper. We take an arbitrary Hopf algebra from [<xref ref-type="bibr" rid="B17-axioms-01-00033">17</xref>]. (We know that there are infinitely many non-isomorphic finite dimensional Hopf algebras.) Because this Hopf algebra can be viewed as an entwining structure, we associate a WXZ system as in [<xref ref-type="bibr" rid="B12-axioms-01-00033">12</xref>]. But X is invertible, since its inverse could be obtained by using the antipode of this arbitrary Hopf algebra. We now construct a new Yang-Baxter operator using a remark from [<xref ref-type="bibr" rid="B12-axioms-01-00033">12</xref>], because X is invertible: </p>
      <p><inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i014.tif"/></p>
      <p>According to [<xref ref-type="bibr" rid="B11-axioms-01-00033">11</xref>], for non-isomorphic algebra (respective coalgebras) structures, <inline-graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="axioms-01-00033-i015.tif"/> are non-isomorphic operators. It follows that for non-isomorphic Hopf algebras we obtain non-isomorphic YB operators.</p>
    </sec>
    <sec sec-type="conclusions">
      <title>4. Conclusions and Directions for Future Research</title>
      <p>The author of [<xref ref-type="bibr" rid="B19-axioms-01-00033">19</xref>] constructed solutions to the Yang-Baxter equation from algebra and coalgebra structures showing that the Yang-Baxter equation captures the fundamental piece of information encapsulated in the algebra and coalgebra structures. The solutions for the set-theoretical Yang-Baxter equation presented in <xref ref-type="sec" rid="sec2-axioms-01-00033">Section 2</xref> were shown in an attempt to relate the equivalence relations and the order relations.</p>
      <p>Some directions for future research are: Finding the smallest dimension of a vector space for which Theorem 2 holds, and the study of solutions derived from relations for other non-linear equations from Quantum Group Theory. For example, these equations might be: Pentagonal equation, Long equation, Frobenius-separability equation (see [<xref ref-type="bibr" rid="B4-axioms-01-00033">4</xref>]) or Yang-Baxter systems (which were introduced in [<xref ref-type="bibr" rid="B20-axioms-01-00033">20</xref>]).</p>
    </sec>
   
  </body>
  <back>
     <ack>
      <title>Acknowledgments</title>
      <p>The author would like to thank Sorin Dascalescu, Tomasz Brzezinski and the referees. </p>
    </ack>
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